¶¶Òõ¶ÌÊÓƵ Securities of Aligned Capital Partners operates in accordance with controls and policies set in place by our governing bodies. Although separate entities, we work side-by-side to mitigate risk and safeguard our client’s assets.
¶¶Òõ¶ÌÊÓƵ Securities of Aligned Capital Partners operates in accordance with controls and policies set in place by our governing bodies. Although separate entities, we work side-by-side to mitigate risk and safeguard our client’s assets.
Peter ¶¶Òõ¶ÌÊÓƵ and Jennifer ¶¶Òõ¶ÌÊÓƵ, Portfolio Managers of ¶¶Òõ¶ÌÊÓƵ Securities of Aligned Capital Partners, are also Wealth Managers of ¶¶Òõ¶ÌÊÓƵ. They hold the highest level of licensing in the industry. With their leadership, our team of Financial Advisors provides investment recommendations and comprehensive wealth management strategies to create diversified investment portfolios.
Ìýis our dealer. ACPI provides support for investment advice, and management and monitors the ¶¶Òõ¶ÌÊÓƵ team’s ’ practices and processes. In addition, ACPI works in partnership with the Carrying Broker.
is our carrying broker that secures all your investments and assets. CIIS is a separate entity from ¶¶Òõ¶ÌÊÓƵ and ¶¶Òõ¶ÌÊÓƵ Securities of Aligned Capital Partners. Their responsibility is to execute all trades, withdrawals and transfers between accounts and monitor these requests. All transactions will appear on your monthly statements from our investment dealer, ACPI with CIIS as the custodian. CIIS is a member of the Canadian Investment Regulatory Organization (CIRO) and the Canadian Investor Protection Fund (CIPF) and like other Canadian banks, must comply with the regulations set in place by the governing bodies to protect your assets.
Effective January 1, 2023, the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA) combined to form Canada’s new self-regulatory Organization, now known as theÌý. CIRO governs all investment and mutual fund dealers. Their rules and regulations were established to protect investors and ensure their member firms managing your investments are complying with the highest level of standards. CIRO regulates the ¶¶Òõ¶ÌÊÓƵ team (your investment advisor), Aligned Capital Partners Inc. (our investment dealer) and CI Investment Services (our carrying broker).
TheÌýÌýensure that cash balances, securities, and other property the firm is holding for its clients are returned to them, within certain limits, if the member firm becomes insolvent.
Helping you make smart decisions about your money since 1991.